Finder’s Fees in U.S. Capital Raises: Why Success-Based Payments Create Broker-Dealer Risk
Paying a Finder’s Fee When Raising Capital in the United States: The Success Fee Trap When raising capital in the United States, companies often run into a common, very avoidable legal problem: paying a “success fee,” “commission,” or “finder’s fee” to the person who introduced an investor. It feels fair. Someone made a valuable connection,






